The most recent revision of the DHHS guidelines on the use
of antiretrovirals in adults and adolescents now recommends starting therapy at
a CD4 lymphocyte count greater than 500/ mm3.,
This particular recommendation is unlike those made for
individuals with lower CD4 numbers where more reliable evidence from clinical
trials clearly demonstrates a benefit to the patient. For those with greater than 500 CD4
lymphocytes the recommendation is only supported by expert opinion - the
opinions of the experts on the DHHS panel.
There are plenty of other experts who are not so certain that starting
treatment above 500 CD4 lymphocytes will confer a net benefit to the HIV infected individual.
Evidence based medicine has brought us a long way from the
days when clinical decisions were based on authority and tradition ("expert
opinion"); it attempts to use the best available evidence on which to base
clinical recommendations. The term "best
available evidence" means that not all types of evidence are of equal
quality. There are several systems that
grade the relative strengths of evidence derived from different sources. All agree that evidence provided by
randomized controlled clinical trials is of the highest quality and therefore
the most reliable. Applied to HIV
medicine, a strong recommendation that antiviral treatment be initiated at 350
or fewer CD4s can be confidently made because the evidence of substantial
benefit is derived from a randomized controlled clinical trial.
At the other end of the scale rating the quality of evidence,
is evidence based on "expert opinion".
This may not even be a marginal improvement on the bad old days when the
doctor knew best; when there was no need to justify a recommendation other than
by the authority of the doctor or by tradition.
The rating of the recommendation that people with more
than 500 CD4 lymphocytes start treatment is B III. It's a moderate recommendation supported
only by the opinion of experts.
But when expert opinion is the basis for a
recommendation, this does not even mean that the opinion represents a consensus
of all experts. It only represents the
opinion of those experts chosen by the organization making the recommendation.
Making a recommendation based solely on expert opinion is
particularly troublesome when the means exist to obtain evidence of the highest
quality. The START trial that directly
addresses the question of when it's best to begin antiviral treatment is
enrolling, and one must wonder why the panel did not defer making a
recommendation concerning individuals with greater than 500 CD4 lymphocytes
until the trial results become available.
This is even more puzzling as individuals who have waited to start at
CD4 numbers between 350 to 500 have in general done very well, so waiting to
make a recommendation for some years until the START trial results are available
seems to be a much more reasonable and prudent option than jumping the gun and
making a recommendation based on evidence of the weakest quality.
Bur when we come to look at the associations of the
experts on the DHHS panel, a recommendation based on expert opinion is even
more problematic. We note that almost
all of the non-governmental researchers have financial arrangements with
entities that can benefit from the decisions they make. Some of these
arrangements are quite extensive.
A conflict of
interest becomes particularly troublesome when it's only the opinion of the
expert that supports a recommendation. Since people with greater than 500 CD4
lymphocytes represent a huge proportion of the HIV infected population,
treating them will have an impact on expanding the market for antiviral drugs. With greater efforts to encourage testing,
greater numbers of individuals with higher CD4 numbers will be identified, and
now recommended to receive lifelong treatment with expensive and potentially
toxic drugs whose benefits have not yet been proven to outweigh their harms.
Early AIDS activists performed a great service for all
individuals who must deal with illness, in asserting their right to make
informed decisions concerning their care, and that the decisions are made free
from coercion. Withholding information
and supplying misinformation are forms of coercion.
Although the guidelines ask physicians to inform patients
with high CD4 numbers that evidence for benefit is not conclusive, I think
it's safe to conclude that individuals with greater than 500 CD4s will not
always, and may only rarely be informed
of this important caveat. As to informing patients of the conflicts of
interest noted above, this isn't even a consideration. They are also unlikely to be told that the
recommendation that they start treatment is based on the opinion of certain
experts only , and that there are other experts with a different opinion. In fact, the DHHS guidelines may be the only ones in the world to make
this recommendation.
Undoubtedly the DHHS panel members believe that people with higher CD4 numbers will receive a net
benefit from treatment. But the
recommendations would have greater authority if the non-governmental
researchers on the panel were better balanced with respect to members who had
no financial arrangements with entities that stand to benefit from their
decisions.
The recommendations also refer to the prevention benefit
of treatment. The greatest prevention
benefit will result from the treatment of individuals with lower CD4 numbers
who will have the highest viral loads.
These individuals need treatment. On this point there is no doubt or
debate. For those with higher CD 4 numbers, not known at this time to benefit
from treatment, the prevention benefit is likely to be much lower as their
viral loads will also, on average be much lower than those with more advanced
HIV disease.
Providing treatment to everybody who needs it should surely
be our first priority. It is here that
treatment will also have its greatest prevention benefit.
Two years ago in a tribute to Michael Callen I responded to similar recommendations to
treat all HIV infected individuals irrespective of CD4 numbers.
I cannot express my reservations more clearly than with
the words I used then:
I miss
Michael Callen. He was my patient when AIDS began, but soon became my
collaborator and friend.
For a time, Michael and Richard Berkowitz, another patient collaborator, were
able to work out of an office adjoining my practice on W 12th street
in New York City. It was in this setting that Michael and Richard learned about
the medical aspects of this new disease and participated in the creation of
some of the earliest organized community responses to the epidemic.
Michael
and Richard helped in the formation of the AIDS Medical Foundation; they wrote
the very first publication to recommend condom use by gay men. Michael played a
role in the first attempt to protect the confidentiality of people with AIDS,
and he helped to create both the Community Research Initiative and the PWA
Health group.
A thread
running through all of these endeavours is the notion of self empowerment. This
extends beyond the belief that individuals who are fighting a disease should
actively participate with their doctors in making decisions about the care they
receive. Empowerment also means the inclusion of affected individuals at all
levels of the response to the disease, from research to the provision of
services.
The
Community Research Initiative was sponsored by the PWA Coalition of which
Michael was President. This is the very embodiment of self empowerment. It is
people with a disease sponsoring research into that disease themselves and not
waiting for some benevolent institution to come to the rescue.
Michael
understood that his interests and priorities as a person living with AIDS might
sometimes be at odds with those of some scientists conducting research into
this new disease. He knew very well that he was living in a world that was
still capable of cruel and discriminatory behavior towards him. Who better to
protect the interests of those who had the most to lose than people living with
AIDS themselves?
Self
empowerment found expression in the Denver Principles. Michael and Richard were
both signatories to this historic document. Michael played a major role in
crafting the words of the Denver Principles.
Almost
thirty years later these Principles remain as important as when they were first
articulated.
One of the
Denver principles asserts the right to obtain full explanations of all medical
procedures and risks.
I wish
Michael Callen were here today to bring attention to the violation of this
right.
This is
happening with little protest in places like San Francisco where antiviral
medications are now recommended for healthier HIV positive individuals for whom
the benefits of treatment have not been shown to outweigh the risks.
As always,
you can't beat the truth, and the truth is that for people with more than 350
CD4 lymphocytes, the best time to start treatment is not known. This may seem
surprising as potent antiretroviral drugs have been available for fifteen
years.
We have
not yet done the kind of study that would most reliably provide the information
those HIV positive individuals with higher CD4 numbers and their doctors need
to make the best decisions about when to start treatment.
With
information provided by a properly designed and conducted prospective
randomized trial, we could know with confidence when in the course of HIV
infection the benefits of treatment absolutely outweigh the risks.
Some feel
that a decision can be made with less reliable information. But surely all
would agree that a decision to start treatment or to defer it must always be an
informed one voluntarily made by the individual considering treatment.
It is here
that the principle asserting the right to a full explanation of the risks of
medical interventions is being violated.
The San
Francisco Department of Public Health in advising all HIV infected individuals
to receive treatment is in effect telling them that at all stages of HIV
disease the benefits of treatment outweigh the risks. This may be so, but apart
from those with 350 or fewer CD4 lymphocytes, we just do not have the most
reliable evidence to support this contention.
People
with higher CD4 numbers have the right to know not only what evidence there is
that immediate treatment will have a net benefit compared to deferring it, but
also the quality of that evidence. They surely should also be made aware that
experts hold differing opinions on whether treatment should begin immediately
or be deferred.
A
physician in San Francisco who recommended that all HIV infected individuals
should start treatment immediately was reported to have said:
"If I'm wrong, we'll start people [on treatment] a couple years
earlier than we otherwise would. But if I'm right and we don't start early,
there's no going back,"
Others
who are concerned about drug side effects might feel that more may be at stake
for HIV positive individuals with higher CD4 numbers. This also includes the
possibility that fewer options may be available when treatment is definitely
known to be needed.
This
doctor is also reported to have said:
"The old paradigm was that drugs are toxic so we should wait as
long as possible. The new paradigm is that while today's drugs are not totally
benign, they are less toxic than the virus."
"The" paradigm? Is it not
misleading to give an impression that his views on drug toxicities represent a
consensus?
How on earth can the longer term
toxicities of the newer drugs be known?
Just a
few days ago it was reported that AZT and 3TC based therapies produced a
metabolic abnormality called hyperhomocysteinemia. This is a condition
associated with vascular abnormalities including a greatly higher risk of heart
attacks. We have been prescribing AZT and 3TC for about twenty years, so what
information does the San Francisco doctor have that gives him such confidence that
the drugs in use for only a few years are less toxic?
Empowerment
means that HIV positive individuals make their own decisions to start or to
defer treatment. They have the right to clear and honest information to enable
them to make this decision. Those with higher CD4 counts have the right to know
that there still is uncertainty about when it is best to start treatment.
The
views of the San Francisco Department of Public health and those who share them
are just opinions; healthier HIV positive individuals should also know that
these opinions are not held by all experts. Respect for the autonomy of
healthier HIV positive individuals requires that opposing views on when it's
best to start treatment be presented together with the evidence supporting these
views, so those who have most at stake can decide for themselves.
There
will continue to be opposing views on when it's best to start antiviral therapy
as long as the question has not been put to the test.
The best
way to resolve uncertainty in clinical medicine is by conducting prospective
randomized trials. A properly designed and conducted trial could reliably and
safely answer the question of whether, on average, immediate or deferred
treatment is better or worse or makes no difference.
HIV
positive individuals deserve the most reliable information to inform them in
making treatment decisions. The START trial is a randomized prospective study
that directly asks the question about the best time to start antiviral
medications. We could really finally know what's best, and no longer rely on
opinions based on data of inferior quality.
Is an
immediate or deferred initiation of treatment better or worse, or does it make
no difference? If knowledge is power a demand to complete the START trial is
the embodiment of the self empowerment of HIV positive individuals. The very
antithesis of self empowerment is to allow researchers to persuade us with
evidence of inferior quality, such as their personal opinions, presented as if
there were a consensus, or with the results of embarrassingly uninterpretable
studies such as NA-ACCORD so often used to justify earlier starts to treatment.
NA-ACCORD was not a prospective randomized trial. It was a review of a large
number of medical records. Such retrospective observational studies are beset
with interpretative difficulties because subjects are not randomly assigned to
receive one or another kind of intervention, in this case, to start treatment
early or to defer it. We don't know why a particular course of action was chosen.
The reasons why decisions were made to start treatment early or to defer it may
have determined the outcome rather than the time treatment was started.
In
situations where prospective randomized trials cannot be conducted for whatever
reasons, then we have to do the best with data of inferior quality. But
fortunately this is not the case with HIV infection.
I miss
Michael Callen. He would have reminded us that HIV positive individuals must
demand that the best evidence be obtained to inform their treatment choices.



















Comments on Joseph Sonnabend, MD's blog entry "The 2012 revised DHHS HIV treatment guidelines and what's wrong with expert opinion. "
thank you, once again, joe sonnabend for your care and concern and COMMON SENSE. i wonder if fauci has seen this. i will forward it to him. love, and take care of yourself, please, larry kramer
Excellent piece, Dr. Sonnabend. Thank you for reminding us that empowerment is more than just deciding whether or when to start meds--though it is also that--and that the powerful legacy of empowerment modeled for us by Michael Callen and Richard Berkowitz can mean not going along with the "expert opinion" that lacks data to support it. I particularly appreciate your bringing the 'historic' perspective to this discussion in a way that shows the relevance today of what was achieved by brave, bold HIV+ people (and their doctors) even in the earliest years.
"I miss Michael Callen. He would have reminded us that HIV positive individuals must demand that the best evidence be obtained to inform their treatment choices."
Very well said, Dr Sonnabend. We must all ask ourselves if we have the best evidence in hand for everything we believe in HIV/AIDS, and whether we have considered all the alternatives.
I've felt the same way since I heard of the new recommendations. Newer drugs may be somewhat safer, but even Viread in Truvada & Atripla is now showing some serious kidney issues in recent reports. It may sound a little 'conspiracy-ish', but the experts are mainly backed by the drug companies who will profit from expanded medication, and the governments recommending it are the entities that will be paying for most of it. It's almost as if the experts would rather stop the studies Dr Sonnabend recommends, and just blindly pay to medicate. Why find a cure when you can just medicate everyone forever?
Thanks so much for this article. It's always refreshing and gratifying to see doctors who really have the best interests of their patients in mind.
You truly are helping so many people and opening people's eyes. Wish you the best and please keep up the good work.
Best,
Richard